Involvement of Business Roles in Auditing with Process Mining

E.E. Roubtsova, Niels Wiersma

Research output: Chapter in Book/Report/Conference proceedingConference Article in proceedingAcademicpeer-review

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Abstract

Acceptance of novel formal methods-based approaches by businesses depends on involvement of the existing (not imaginary) business roles in the process of their application. This paper presents an AQ1extension of frameworks for auditing with process mining with a series of participatory workshops involving three business roles: Business Expert, Audit Expert and IT specialist. Such workshops produce the necessary input to apply frameworks of auditing with process mining: normative business process, audit statements in a controlled natural language and the logs needed for mining of process instances that do not conform audit statements. The proposed extension of frameworks for auditing with process mining has been tested with two case studies of processes in different domains. The case studies show the need of participatory workshops, the percentage of possible audit automation, the advantages of using workshops and possible difficulties, and the types of artifacts needed to apply process mining for audit in organizations. The presented results
can be used for expectation management of the businesses attempting an application of auditing with process mining.
Original languageEnglish
Title of host publicationEvaluation of Novel Approaches to Software Engineering
Subtitle of host publication13th International Conference, ENASE 2018, Funchal, Madeira, Portugal, March 23–24, 2018, Revised Selected Papers
EditorsErnesto Damiani, George Spanoudakis, Leszek A. Maciaszek
Place of PublicationSwitzerland
PublisherSpringer International Publishing AG
Pages1-21
Number of pages21
Volume1023
ISBN (Electronic)9783030225599
ISBN (Print)9783030225582
DOIs
Publication statusPublished - 2019
EventENASE 2018: Proceedings of the 13th International Conference on Evaluation of Novel Approaches to Software Engineering - Funchal, Portugal
Duration: 23 Mar 201824 Mar 2018
http://www.scitepress.org/ProceedingsDetails.aspx?ID=bZ46ohOo66A=&t=1

Publication series

SeriesCommunications in Computer and Information Science
Volume1023
ISSN1865-0929

Conference

ConferenceENASE 2018
Abbreviated titleENASE
Country/TerritoryPortugal
CityFunchal
Period23/03/1824/03/18
Internet address

Keywords

  • Audit
  • Audit statements
  • Compliance patterns
  • Frameworks for audit with process mining
  • Auditor
  • Business Analyst
  • IT specialist

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