Abstract
businesses depends on involvement of the existing (not imaginary) business
roles in the process of their application. This paper presents an AQ1
extension of frameworks for auditing with process mining with a series of
participatory workshops involving three business roles: Business Expert,
Audit Expert and IT specialist. Such workshops produce the necessary
input to apply frameworks of auditing with process mining: normative
business process, audit statements in a controlled natural language and
the logs needed for mining of process instances that do not conform audit
statements.
The proposed extension of frameworks for auditing with process mining
has been tested with two case studies of processes in different
domains. The case studies show the need of participatory workshops,
the percentage of possible audit automation, the advantages of using
workshops and possible difficulties, and the types of artifacts needed to
apply process mining for audit in organizations. The presented results
can be used for expectation management of the businesses attempting
an application of auditing with process mining.
| Original language | English |
|---|---|
| Title of host publication | Evaluation of Novel Approaches to Software Engineering |
| Subtitle of host publication | 13th International Conference, ENASE 2018, Funchal, Madeira, Portugal, March 23–24, 2018, Revised Selected Papers |
| Editors | Ernesto Damiani, George Spanoudakis, Leszek A. Maciaszek |
| Place of Publication | Switzerland |
| Publisher | Springer International Publishing AG |
| Pages | 1-21 |
| Number of pages | 21 |
| Volume | 1023 |
| ISBN (Electronic) | 9783030225599 |
| ISBN (Print) | 9783030225582 |
| DOIs | |
| Publication status | Published - 2019 |
| Event | ENASE 2018: Proceedings of the 13th International Conference on Evaluation of Novel Approaches to Software Engineering - Funchal, Portugal Duration: 23 Mar 2018 → 24 Mar 2018 http://www.scitepress.org/ProceedingsDetails.aspx?ID=bZ46ohOo66A=&t=1 |
Publication series
| Series | Communications in Computer and Information Science |
|---|---|
| Volume | 1023 |
| ISSN | 1865-0929 |
Conference
| Conference | ENASE 2018 |
|---|---|
| Abbreviated title | ENASE |
| Country | Portugal |
| City | Funchal |
| Period | 23/03/18 → 24/03/18 |
| Internet address |
Fingerprint
Keywords
- Audit
- Audit statements
- Compliance patterns
- Frameworks for audit with process mining
- Auditor
- Business Analyst
- IT specialist
Cite this
}
Involvement of Business Roles in Auditing with Process Mining. / Roubtsova, E.E.; Wiersma, Niels.
Evaluation of Novel Approaches to Software Engineering: 13th International Conference, ENASE 2018, Funchal, Madeira, Portugal, March 23–24, 2018, Revised Selected Papers. ed. / Ernesto Damiani; George Spanoudakis; Leszek A. Maciaszek. Vol. 1023 Switzerland : Springer International Publishing AG, 2019. p. 1-21 (Communications in Computer and Information Science, Vol. 1023).Research output: Chapter in Book/Report/Conference proceeding › Conference article in proceeding › Academic › peer-review
TY - GEN
T1 - Involvement of Business Roles in Auditing with Process Mining
AU - Roubtsova, E.E.
AU - Wiersma, Niels
N1 - 10.1007/978-3-030-22559-9_2
PY - 2019
Y1 - 2019
N2 - Acceptance of novel formal methods-based approaches bybusinesses depends on involvement of the existing (not imaginary) businessroles in the process of their application. This paper presents an AQ1extension of frameworks for auditing with process mining with a series ofparticipatory workshops involving three business roles: Business Expert,Audit Expert and IT specialist. Such workshops produce the necessaryinput to apply frameworks of auditing with process mining: normativebusiness process, audit statements in a controlled natural language andthe logs needed for mining of process instances that do not conform auditstatements.The proposed extension of frameworks for auditing with process mininghas been tested with two case studies of processes in differentdomains. The case studies show the need of participatory workshops,the percentage of possible audit automation, the advantages of usingworkshops and possible difficulties, and the types of artifacts needed toapply process mining for audit in organizations. The presented resultscan be used for expectation management of the businesses attemptingan application of auditing with process mining.
AB - Acceptance of novel formal methods-based approaches bybusinesses depends on involvement of the existing (not imaginary) businessroles in the process of their application. This paper presents an AQ1extension of frameworks for auditing with process mining with a series ofparticipatory workshops involving three business roles: Business Expert,Audit Expert and IT specialist. Such workshops produce the necessaryinput to apply frameworks of auditing with process mining: normativebusiness process, audit statements in a controlled natural language andthe logs needed for mining of process instances that do not conform auditstatements.The proposed extension of frameworks for auditing with process mininghas been tested with two case studies of processes in differentdomains. The case studies show the need of participatory workshops,the percentage of possible audit automation, the advantages of usingworkshops and possible difficulties, and the types of artifacts needed toapply process mining for audit in organizations. The presented resultscan be used for expectation management of the businesses attemptingan application of auditing with process mining.
KW - Audit
KW - Audit statements
KW - Compliance patterns
KW - Frameworks for audit with process mining
KW - Auditor
KW - Business Analyst
KW - IT specialist
U2 - 10.1007/978-3-030-22559-9_2
DO - 10.1007/978-3-030-22559-9_2
M3 - Conference article in proceeding
SN - 9783030225582
VL - 1023
T3 - Communications in Computer and Information Science
SP - 1
EP - 21
BT - Evaluation of Novel Approaches to Software Engineering
A2 - Damiani, Ernesto
A2 - Spanoudakis, George
A2 - Maciaszek, Leszek A.
PB - Springer International Publishing AG
CY - Switzerland
ER -